Business Unit · Infrastructure Solutions
The Group's distribution hub – a regulated securities institution and digital liability umbrella.
SECURITIES INSTUTUTION
LICENCE UNDER § 15 WPIG
45+ TIED AGENTS CONNECTED
Effecta GmbH¹ is a regulated securities institution licensed under § 15 WpIG and the Group's distribution hub: more than 45 tied agents under § 3 (2) WpIG areconnected.
Through Effecta, agents gain product access to the digital primary market and can operate their business model under the liability umbrella – without their own licence, without building their own technology and without losing their own brand identity. The distribution hub bundles order flow and channels it into the Group's infrastructure.
The approach combines regulatory law and operational process: suitability assessment, advisory documentation, customer disclosure and anti-money-laundering requirements are integrated into existing workflows and largely automated. Distribution partners focus on product and customer – theregulatory back office sits with Effecta.
Company
Effecta GmbH¹
Regulatory Status
Securities institution
licensed under § 15 WpIG
licensed under § 15 WpIG
Role in the Group
Distribution hub & digital liability umbrella¹
Connected Agents
45+ tied agents under § 3 (2) WpIG
Service offering
Liability Umbrella for Tied Agents
Connection as a tied agent under § 3 (2) WpIG
Primary Market Product Access
Tokenised securities via the Group's infrastructure– without building your own technology
Investment Brokerage and Advice
Legally compliant processing including suitability assessment and advisory documentation
Regulatory Back Office
Compliance, anti-money-laundering and documentationas an outsourced, largely automated process
Broad Product Range
Tokenised bonds, subordinated loans, equities, profit participation rights and profit participation certificates
¹ The acquisition of 90.1% of Effecta GmbH by the FINEXITY Group is currently subject to the completion of the owner control procedure (§ 24 WpIG); until completion, Effecta GmbH is not part of the Group.
ONBOARDING
Under the liability umbrella in three steps.
STEP 01
Agreement & Onboarding
Connection as a tied agent under § 3 (2) WpIG – without your own regulatory procedure.
STEP 02
Primary Market Product Access
Tokenised securities via the Group's infrastructure– without building your own technology.
STEP 03
Distribution under the Liability Umbrella
Suitability assessment, documentation and regulatory back office sit with Effecta – you focus on your customers.
Contact
The digital capital market starts here.
Whether issuance, distribution connectivity or investor relations — we will show youhow to use the FINEXITY Group's infrastructure.